Global Alliance Securities LLC is a FINRA-registered broker-dealer and a member of the Securities Investor Protection Corporation. The firm is headquartered on Wall Street in New York, N.Y., and is a full-service broker-dealer providing services in the areas of reverse mergers, private placements, 15a-6 (chaperoning), and buy and sell transactions.
Global Alliance’s team advises and guides U.S. issuers in the phases of their financing, and provides advice regarding financing structure, corporation structure, business plan, job creation analysis, and qualifying corporate clients seeking access to investment through the EB-5 program. As a FINRA-registered broker-dealer, Global Alliance adheres to industry rules and regulations when acting as placement agents to clients.
Global Alliance serves U.S. companies in obtaining essential capital for the creation of qualified jobs in the United States through the performance of due diligence on the issuer, along with evaluation and assessment of offering materials including private placement memorandums, subscription agreements, and relevant offering materials, investor-related suitability requirements, and escrow agreements. Additionally, Global Alliance works with other professionals to ensure compliance with the JOBS Act and the EB-5 Immigrant Investor Program.
The Global Alliance team consists of FINRA-registered representatives each holding numerous securities licenses. John P. O’Shea is Global Alliance’s chairman and chief executive officer. Throughout his more-than 30-year career, he has served as the chief executive officer of Westminster Securities Corporation, in which capacity he pursued an international geographic presence. Mr. O’Shea currently serves as the non-executive director of two energy product companies, BlueRock Energy Holdings and AllGreen Energy Pte. Ltd. He has been featured in the media and has testified before Congress on varied matters, such as the import of changing U.S. regulations. Mr. O’Shea earned his B.A. and his M.A. in Economics from the University of Cincinnati, and he holds Series 7, 9, 10, 24, 55, 63, 79, and 99 securities licenses.
Jennifer L. O’Shea is Global Alliance Securities’ president. She has extensive expertise in the areas of investment banking due diligence, cross-border transactions, 15a-6 transactions, drafting engagement documents, and more. Throughout her career, she has worked at Terra Nova Capital Equities, Monarch Capital Group, and Hudson Securities (Westminster Division). She received her Bachelor’s Degree from Ball State University and her Juris Doctorate from The John Marshall Law School in Chicago, Ill. Ms. O’Shea holds her Series 7, 63, 79, and 99 securities licenses.
Global Alliance Securities LLC is a Member of the Securities Investor Protection Corporation.
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